SIGNAL // REGULATORY INTELLIGENCE
Six regulators. Every penalty.
Zero blind spots.
SEBI, RBI, NHB, NFRA, IRDAI, CCI. We monitor enforcement orders, penalties, debarments, and consent orders across all six regulators — daily.
COVERAGE
Every regulator. Every order.
800+ orders/year
Securities and Exchange Board of India
Regulates
Listed companies, mutual funds, brokers, investment advisors, portfolio managers
What We Capture
Enforcement orders, adjudication orders, consent orders, debarments, show-cause notices
EXAMPLE
Debarred promoter of ABC Ltd for 3 years for insider trading. Penalty: Rs 25 Cr.
400+ penalties/year
Reserve Bank of India
Regulates
Banks, NBFCs, payment systems, HFCs (until NHB transfer)
What We Capture
Monetary penalties on banks and NBFCs, license cancellations, directions, supervisory actions
EXAMPLE
Penalty of Rs 2.2 Cr on HDFC Bank for non-compliance with KYC/AML directions.
202 penalties tracked
National Housing Bank
Regulates
Housing finance companies
What We Capture
Penalties for regulatory non-compliance, asset classification violations, NPA misreporting
EXAMPLE
Penalty of Rs 5 Lakh on HFC for failure to report NPA classification to CRILC.
93 orders tracked
National Financial Reporting Authority
Regulates
Auditors and audit firms (Big Four and others)
What We Capture
Audit quality orders, auditor debarments, financial reporting violations
EXAMPLE
Debarred SRBC & Co LLP partner for 10 years for audit failures at IL&FS Financial Services.
45 penalties tracked
Insurance Regulatory and Development Authority of India
Regulates
Insurance companies, brokers, agents, TPAs
What We Capture
Penalties for mis-selling, claim settlement delays, solvency violations
EXAMPLE
Penalty of Rs 10 Lakh on insurer for delay in claim settlement beyond TAT.
150+ orders/year
Competition Commission of India
Regulates
All companies — antitrust, mergers, abuse of dominance
What We Capture
Merger approvals, antitrust investigations, abuse of dominance orders, penalty orders
EXAMPLE
CCI approved merger of XYZ Ltd with ABC Corp subject to divestiture conditions.
AUDIT QUALITY RISK
When the auditors fail, who catches it?
NFRA has flagged audit quality gaps at ALL Big Four firms. When the entity responsible for verifying financial statements is itself compromised, what does that mean for the numbers you are relying on?
We track every NFRA order — which firms are flagged, which partners are debarred, and which companies had their audits questioned. This feeds directly into our Accounting Forensic Agent.
THE QUESTION
If NFRA debarred an audit partner at SRBC & Co for 10 years — how many other companies did that partner sign off on? And should you trust those financial statements?
SEBI ENFORCEMENT TRENDS
The enforcement machine.
SEBI's enforcement activity reveals market health. Rising consent orders may signal accelerated settlement. Increasing debarments indicate broader crackdowns. We track the patterns.
- Consent orders — companies settling without admitting guilt
- Adjudication orders — formal penalty after investigation
- Debarments — individuals barred from markets
- Interim orders — emergency restrictions during investigation
- Show-cause notices — early warning of investigation
DATA POINTS
What we extract from every order.
Entity Name
Company, individual, or auditor named in the order
Penalty Amount
Monetary penalty, disgorgement, or fine imposed
Order Date
When the order was passed and effective date
Reason
Violation type, regulation cited, and factual basis
Order URL
Direct link to the original order PDF on regulator website
Cross-References
Connected cases, related entities, and prior violations
API PREVIEW
Query any regulator.
{
"regulator": "SEBI",
"year": 2025,
"total_orders": 847,
"by_type": {
"adjudication": 312,
"consent": 189,
"debarment": 94,
"interim": 67,
"show_cause": 185
},
"total_penalties": "Rs 1,247 Cr",
"top_violation": "insider_trading",
"entities_affected": 623
}Track every regulator.
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